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Caroline Doherty Coggins

Charles Schwab & Co., Inc.

Athens, GA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-06-06
  • GA RA
    APPROVED
    Since 2023-06-06

Branch Locations

1850 Epps Bridge Pkwy Suite 305, Athens, GA 30606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Memphis TN 06/2018 05/2023
Merrill Lynch Wealth Management Germantown TN 05/2017 12/2017
Rhodes College Memphis TN 08/2015 05/2019
Charles Schwab & Co., Inc. Athens GA 05/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-20
  • S66 Uniform Combined State Law Examination
    2019-09-20
Designations
Other Names
  • Caroline Ashton Doherty
  • Caroline Doherty

View on SEC IAPD

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CANNON FINANCIAL STRATEGISTS, INC. · ATHENS, GA
PARK AVENUE SECURITIES LLC · Athens, GA
ELWOOD & GOETZ · ATHENS, GA
LPL FINANCIAL LLC · ATHENS, GA
EDWARD JONES · ATHENS, GA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Athens, GA
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KINGSWOOD WEALTH ADVISORS, LLC · Athens, GA

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