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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-07-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Texas A & M University | College Station | TX | 06/2013 | 05/2017 |
| Axa Advisors, Llc | Houston | TX | 06/2017 | 06/2018 |
| Jpmorgan Chase Bank, N.A. | Houston | TX | 08/2018 | Present |
| J.P. Morgan Securities Llc | Houston | TX | 08/2018 | Present |
| Favor | College Station | TX | 08/2014 | 05/2017 |
| Mangin Properties Llc | Houston | TX | 06/2024 | Present |
| Houston Mobile Golf Simulator Llc | Houston | TX | 07/2025 | Present |
Entity Name: Houston Mobile Golf Simulator LLC Investment related: No Address: Private Residence Nature of the other business: Rental Service Position/Title/Relationship: Owner/Partner Start Date: 07/13/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Golf simulator business that involves renting out a portable screen for parties and events. My role would be very minimal, limited to helping set up/break down the equipment on a Saturday when I'm not at work. This would not take up any of my time at work and would not be a priority of mine. Entity Name: Mangin Properties LLC Investment related: No Address: Houston, TX 77007. Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 06/30/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This is purely to rent out my current house as I transition into buying my second home and I wanted to create an LLC for rent. This is a standalone residential property that I am renting out for year long leases, where my duties are collecting rent and maintaining the property, but otherwise and in general fairly hands off.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-07-07 |
| S63 | Uniform Securities Agent State Law Examination | 2017-07-10 |
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