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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-30
MO RA APPROVED 2023-08-10
  • TX RA
    APPROVED_RES
    Since 2024-01-30
  • MO RA
    APPROVED
    Since 2023-08-10

Branch Locations

5700 Oakland Ave Ste 400, St Louis, MO 63110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc St Paul MN 12/2017 01/2021
Renaissance Financial Corp St Louis MO 12/2017 01/2021
Securian Financial Services Inc St Paul MN 10/2017 12/2017
Renaissance Financial Corp St Louis MO 10/2017 12/2017
Axa Advisors St. Louis MO 05/2016 09/2016
Kforce St. Louis MO 06/2017 09/2017
Epic Systems St. Louis MO 09/2017 10/2017
Columbia College Columbia MO 09/2012 05/2017
Securian Financial Services Saint Paul MN 01/2021 08/2023
Minnesota Life Insurance Company Saint Paul MN 01/2021 08/2023
Renaissance Financial Corp St. Louis MO 01/2021 Present
Cetera Wealth Services, Llc St. Louis MO 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 12/2017 → 01/2021
    Securian Financial Services Inc
    St Paul, MN
  • 12/2017 → 01/2021
    Renaissance Financial Corp
    St Louis, MO
  • 10/2017 → 12/2017
    Securian Financial Services Inc
    St Paul, MN
  • 10/2017 → 12/2017
    Renaissance Financial Corp
    St Louis, MO
  • 05/2016 → 09/2016
    Axa Advisors
    St. Louis, MO
  • 06/2017 → 09/2017
    Kforce
    St. Louis, MO
  • 09/2017 → 10/2017
    Epic Systems
    St. Louis, MO
  • 09/2012 → 05/2017
    Columbia College
    Columbia, MO
  • 01/2021 → 08/2023
    Securian Financial Services
    Saint Paul, MN
  • 01/2021 → 08/2023
    Minnesota Life Insurance Company
    Saint Paul, MN
  • 01/2021 → Present
    Renaissance Financial Corp
    St. Louis, MO
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    St. Louis, MO
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2018-07-12 → 2023-08-10
    Securian Financial Services, Inc.
    St. Louis, MO
    St. Paul, MN
Other Businesses

1. NAME OF OTHER BUSINESS: RENAISSANCE FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: December 2017 POSITION/TITLE/RELATIONSHIP: Financial Advisor APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFER SECURITIES, INSURANCE AND ADVISORY SERVICES 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: January 2021 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-07
  • S66 Uniform Combined State Law Examination
    2018-07-07
Other Names
  • Stephen Patrick Schott

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