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Philip Baran

J.P. Morgan Securities LLC

Greenwich, CT

CRD 6657026

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-10-30
  • CT RA
    APPROVED
    Since 2025-10-30

Branch Locations

100 W Putnam Ave Floor 04, Greenwich, CT 06830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc New York NY 07/2019 Present
Jp Morgan Chase Bank New York NY 07/2019 Present
Valark Financal Services Hartford CT 05/2017 08/2017
Indiana University Bloomington IN 08/2018 05/2019
Jp Morgan Chase And Co New York NY 05/2018 08/2018
Indiana University Bloomington IN 08/2017 05/2018
Indiana University Bloomington IN 08/2016 05/2017
Unemployed Simsbury CT 05/2019 07/2019
  • 07/2019 → Present
    Jp Morgan Securities Llc
    New York, NY
  • 07/2019 → Present
    Jp Morgan Chase Bank
    New York, NY
  • 05/2017 → 08/2017
    Valark Financal Services
    Hartford, CT
  • 08/2018 → 05/2019
    Indiana University
    Bloomington, IN
  • 05/2018 → 08/2018
    Jp Morgan Chase And Co
    New York, NY
  • 08/2017 → 05/2018
    Indiana University
    Bloomington, IN
  • 08/2016 → 05/2017
    Indiana University
    Bloomington, IN
  • 05/2019 → 07/2019
    Unemployed
    Simsbury, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-03-31
S63 Uniform Securities Agent State Law Examination 2019-08-30
  • S65 Uniform Investment Adviser Law Examination
    2025-03-31
  • S63 Uniform Securities Agent State Law Examination
    2019-08-30
Other Names
  • Philip Bogucki-Baran
  • Philip Bogucki-Baran

View on SEC IAPD

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