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Melissa Lynn Pennington

LPl Financial LLC

Centerville, OH

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2021-07-21
  • OH RA
    APPROVED
    Since 2021-07-21

Branch Locations

10564 Success Lane Suite C, Centerville, OH 45458 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc Centerville OH 03/2015 07/2021
Various Insurance Carriers For W&R Insurance Agencies Miamisburg OH 03/2015 07/2021
Reese Wealth Management (Dba) Centerville OH 03/2015 07/2021
Lpl Financial Llc Centerville OH 07/2021 Present
  • 03/2015 → 07/2021
    Waddell & Reed, Inc
    Centerville, OH
  • 03/2015 → 07/2021
    Various Insurance Carriers For W&R Insurance Agencies
    Miamisburg, OH
  • 03/2015 → 07/2021
    Reese Wealth Management (Dba)
    Centerville, OH
  • 07/2021 → Present
    Lpl Financial Llc
    Centerville, OH
Previous Registrations
  • 2015-03-31 → 2021-07-21
    Waddell & Reed
    Centerville, OH
    West Chester, OH
    Charleroi, PA
  • 2010-09-20 → 2015-04-02
    U.S. Bancorp Investments, Inc.
    Miamisburg, OH
    Miamisburg, OH
Other Businesses

1. 07/2021/Melissa Pennington/Reese Wealth Management/DBA for LPL Business (entity for LPL business)/Investment Related/Ohio Valley, OH/0 HRS/MO

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-07-15
S63 Uniform Securities Agent State Law Examination 2005-03-17
  • S66 Uniform Combined State Law Examination
    2011-07-15
  • S63 Uniform Securities Agent State Law Examination
    2005-03-17
Other Names
  • Missy Lynn Davis
  • Melissa Lynn Davis
  • Missy Pennington

View on SEC IAPD

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J.P. MORGAN SECURITIES LLC
PNC WEALTH MANAGEMENT LLC
RIDGELINE WEALTH PLANNING LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
FOUNDERS FINANCIAL SECURITIES LLC

Other Investors

JANICE MARIE CHINN
Richard Burkes
VICKEY LEE PARKS
PHILLIP JAMES JOHNSON
JERRY HENDERSON
TOBIAS MATTHEW JONES
Micah Paul McCollum
BRIAN KEITH SCHULTZ

Other Offices

PFS INVESTMENTS INC. · CENTERVILLE, OH
MCCOLLUM INVESTMENT ADVISORS · DAYTON, OH
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Dayton, OH
J.P. MORGAN SECURITIES LLC · DAYTON, OH
PNC WEALTH MANAGEMENT LLC · DAYTON, OH
RIDGELINE WEALTH PLANNING LLC · CENTERVILLE, OH
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Dayton, OH
FOUNDERS FINANCIAL SECURITIES LLC · Dayton, OH

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