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Anthony Michael Naughton

Charles Schwab & Co., Inc.

Westlake, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-06-04
  • TX RA
    APPROVED
    Since 2021-06-04

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
O'TOol Industries Lubbock TX 10/2013 12/2016
Python Restoration Richardson TX 01/2017 10/2017
Td Ameritrade Fort Worth TX 10/2017 08/2019
Charles Schwab & Co., Inc. Westlake TX 05/2020 Present
Charles Schwab Bank, Ssb Westlake TX 05/2020 Present
Paladini Financial Management Arlington TX 11/2019 04/2020
  • 10/2013 → 12/2016
    O'TOol Industries
    Lubbock, TX
  • 01/2017 → 10/2017
    Python Restoration
    Richardson, TX
  • 10/2017 → 08/2019
    Td Ameritrade
    Fort Worth, TX
  • 05/2020 → Present
    Charles Schwab & Co., Inc.
    Westlake, TX
  • 05/2020 → Present
    Charles Schwab Bank, Ssb
    Westlake, TX
  • 11/2019 → 04/2020
    Paladini Financial Management
    Arlington, TX
Previous Registrations
  • 2018-05-17 → 2019-08-29
    Td Ameritrade, Inc.
    Westlake, TX
  • 2018-05-17 → 2019-08-29
    Td Ameritrade Investment Management, Llc
    Southlake, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-15
S63 Uniform Securities Agent State Law Examination 2018-01-09
  • S66 Uniform Combined State Law Examination
    2018-05-15
  • S63 Uniform Securities Agent State Law Examination
    2018-01-09
Other Names
  • Anthony Naughton

View on SEC IAPD

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BRANDON JAMES GOODWIN

Other Offices

STRATEGIC ADVISERS LLC · WESTLAKE, TX
STRATEGIC ADVISERS LLC · WESTLAKE, TX
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC · WESTLAKE, TX
EDWARD JONES · Westlake, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Trophy Club, TX
LPL FINANCIAL LLC · TROPHY CLUB, TX
ADVISOR RESOURCE COUNCIL · Trophy Club, TX
EDWARD JONES · TROPHY CLUB, TX

More in Westlake, TX

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