Richard Keith Berry

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → 03/2018
  Ljm Funds Management, Ltd.
  Chicago, IL
• 10/2014 → 03/2018
  Liccar Securities & Custodial Services
  Chicago, IL
• 10/2012 → 03/2018
  Ljm Partners Ltd.
  Chicago, IL
• 04/2018 → 02/2019
  Leader Capital Corp.
  Vancouver, WA
• 02/2019 → 12/2019
  Resource Securities Llc
  Philadelphia, PA
• 01/2020 → 03/2020
  N/A
  Chicago, IL
• 04/2020 → 07/2022
  Fidelity Brokerage Services
  Chicago, IL
• 08/2022 → Present
  Charles Schwab & Co., Inc.
  Tampa, FL
• 08/2022 → Present
  Charles Schwab Bank, Ssb
  Tampa, FL

Previous Registrations

• 2020-07-22 → 2022-08-02
  Fidelity Personal And Workplace Advisors
  Chicago, IL

Other Businesses

1) Rental Property | Investment Related:No|22 E. Cullerton St. Unit 2|Chicago|IL|60616|USA|Real Estate (Non-Agent/Broker)|Landlord|7/1/2017|Less than 20|0|This is a condo that used to be my primary residence that I now rent out. I hire a management company to handle all aspects of it and spend no time on this other than paying the mortgage and the monthly HOA's.

Exams

• S66 Uniform Combined State Law Examination
  2020-07-20
• S63 Uniform Securities Agent State Law Examination
  2005-11-11

Designations

• Certified Financial Planner

Other Names

• Rich Berry
• Richard K Berry