Efrosini Matos

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-12
NJ	RA	APPROVED	2017-08-10

NY RA
APPROVED

Since 2021-04-12
NJ RA
APPROVED

Since 2017-08-10

Branch Locations

Bloomfield, NJ • United States

1290 Avenue Of The Americas 4Th Fl, New York, NY 10104 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Unemployed	Bronxville	NY	06/2015	09/2016
Axa Advisors, Llc.	New York	NY	09/2016	06/2020
Equitable Advisors, Llc	New York	NY	09/2016	Present

06/2015 → 09/2016

Unemployed

Bronxville, NY
09/2016 → 06/2020

Axa Advisors, Llc.

New York, NY
09/2016 → Present

Equitable Advisors, Llc

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-04-03

S66 Uniform Combined State Law Examination

2017-04-03

Other Names

Rose Matos

View on SEC IAPD