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Employer firm

Tiaa-Cref Individual & Institutional Services, LLC CRD 20472

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2025-08-25
TX RA APPROVED_RES 2025-08-21
MO RA APPROVED 2024-06-18
KS RA APPROVED 2017-01-13
  • VT RA
    APPROVED
    Since 2025-08-25
  • TX RA
    APPROVED_RES
    Since 2025-08-21
  • MO RA
    APPROVED
    Since 2024-06-18
  • KS RA
    APPROVED
    Since 2017-01-13

Branch Locations

7101 College Blvd. Suites 330 And 350, Overland Park, KS 66210 • United States

Lee's Summit, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed Inc Independence MO 06/2016 01/2017
Various Insurance Carriers For W&R Insurance Agencies Lees Summit MO 08/2016 01/2017
Tiaa Overland Park KS 01/2017 Present
Tiaa-Cref Individual & Institutional Services, Llc Overland Park KS 01/2017 Present
  • 06/2016 → 01/2017
    Waddell & Reed Inc
    Independence, MO
  • 08/2016 → 01/2017
    Various Insurance Carriers For W&R Insurance Agencies
    Lees Summit, MO
  • 01/2017 → Present
    Tiaa
    Overland Park, KS
  • 01/2017 → Present
    Overland Park, KS
Previous Registrations
  • 2016-07-07 → 2017-01-05
    Waddell & Reed
    Manhattan, KS
    Salina, KS
    Independence, MO
Other Businesses

(1) RENTAL PROPERTIES POSITION: Owner NATURE: Lease properties, build equity, cash flowing properties INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2016 ADDRESS: Home Address, Lee's Summit MO 64064, United States DESCRIPTION: I own a house in Raymore, MO and a duplex in Raytown, MO. My wife and I are the owners and this is not a partnership. (2) KCBS BBQ COMPETITIONS POSITION: Cook NATURE: BBQ Competitions INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 05/19/2023 ADDRESS: 2519 Madison Ave, Kansas City MO 64108, United States DESCRIPTION: I am part of a BBQ team that competes at various competitions where I have the possibility to earn money.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-07-07
  • S66 Uniform Combined State Law Examination
    2016-07-07

View on SEC IAPD

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