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Tiaa-Cref Individual & Institutional Services, LLC CRD 20472
$37.9B regulatory AUM 35,647 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2025-08-25 |
| TX | RA | APPROVED_RES | 2025-08-21 |
| MO | RA | APPROVED | 2024-06-18 |
| KS | RA | APPROVED | 2017-01-13 |
Branch Locations
7101 College Blvd. Suites 330 And 350, Overland Park, KS 66210 • United States
Lee's Summit, MO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed Inc | Independence | MO | 06/2016 | 01/2017 |
| Various Insurance Carriers For W&R Insurance Agencies | Lees Summit | MO | 08/2016 | 01/2017 |
| Tiaa | Overland Park | KS | 01/2017 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Overland Park | KS | 01/2017 | Present |
(1) RENTAL PROPERTIES POSITION: Owner NATURE: Lease properties, build equity, cash flowing properties INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2016 ADDRESS: Home Address, Lee's Summit MO 64064, United States DESCRIPTION: I own a house in Raymore, MO and a duplex in Raytown, MO. My wife and I are the owners and this is not a partnership. (2) KCBS BBQ COMPETITIONS POSITION: Cook NATURE: BBQ Competitions INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 05/19/2023 ADDRESS: 2519 Madison Ave, Kansas City MO 64108, United States DESCRIPTION: I am part of a BBQ team that competes at various competitions where I have the possibility to earn money.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-07-07 |
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