Craig A Callon

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 02/2019
  Ameriprise Financial Services, Inc.
  Plano, TX
• 08/2009 → Present
  Collin College
  Plano, TX
• 02/2019 → 09/2020
  Fidelity Brokerage Services Llc
  Westlake, TX
• 09/2020 → 03/2022
  Park Avenue Securities
  Dallas, TX
• 09/2020 → 03/2022
  Guardian Life Insurance
  Dallas, TX
• 04/2022 → 12/2022
  Mml Investors Services, Llc
  Dallas, TX
• 03/2022 → 12/2022
  Mass Mutual Insurance Company
  Dallas, TX
• 12/2022 → 11/2023
  Hilltop Securities
  Dallas, TX
• 11/2023 → Present
  Fisher Investments
  Plano, TX

Previous Registrations

• 2022-12-08 → 2023-11-30
  Hilltop Securities Inc.
  Dallas, TX
• 2022-04-12 → 2022-12-09
  Mml Investors Services, Llc
  Dallas, TX
  Dallas, TX
• 2020-09-30 → 2022-04-08
  Park Avenue Securities Llc
  Dallas, TX
  Frisco, TX
• 2019-03-07 → 2020-09-21
  Fidelity Personal And Workplace Advisors
  Westlake, TX
• 2016-08-10 → 2019-02-22
  Ameriprise Financial Services, Llc
  Plano, TX

Other Businesses

NAME: CRAIG CALLON INV REL: N ADD: 2800 E. SPRING CREEK PKWY, PLANO TX 75074 NATURE: TEACHING DUAL CREDIT U.S. HISTORY FOR COLLIN COLLEG POSITION: ADJUNCT FACULTY START DATE: 08/23/2022 No. HR/MO: 12. No. HR/MO DURING SEC TRADING: 12. DESCRIBE DUTIES: TEACHING U.S. HISTORY THROUGH COLLIN COLLEGE

Exams

• S66 Uniform Combined State Law Examination
  2016-08-10

Designations

• Certified Financial Planner

Other Names

• Craig Callon
• Craig Alan Callon