Travis John Francis Rosa

Raymond James & Associates, Inc.

Wall Township, NJ

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Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2023-11-13

NJ RA
APPROVED

Since 2023-11-13

Branch Locations

902 Carnegie Center Blvd Suite 320, Princeton, NJ 08540 • United States

Wall Township, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates, Inc.	Princeton	NJ	03/2018	Present
Spring Lake Golf Club	Spring Lake Heights	NJ	06/2011	08/2017
Spring Lake Golf Club	Spring Lake Heights	NJ	06/2008	Present

03/2018 → Present

Raymond James & Associates, Inc.

Princeton, NJ
06/2011 → 08/2017

Spring Lake Golf Club

Spring Lake Heights, NJ
06/2008 → Present

Spring Lake Golf Club

Spring Lake Heights, NJ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-10-25
S63	Uniform Securities Agent State Law Examination	2019-12-13

S65 Uniform Investment Adviser Law Examination

2023-10-25
S63 Uniform Securities Agent State Law Examination

2019-12-13

View on SEC IAPD

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