Stephen James Simon

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 05/2017
  Stifel
  San Francisco, CA
• 05/2017 → 11/2020
  Aspiriant
  San Francisco, CA
• 11/2020 → Present
  Stifel
  San Francisco, CA

Previous Registrations

• 2020-02-05 → 2020-11-16
  Aspiriant, Llc
  San Francisco, CA
  Los Angeles, CA

Exams

• S66 Uniform Combined State Law Examination
  2021-04-22
• S63 Uniform Securities Agent State Law Examination
  2016-09-28

Designations

• Certified Financial Planner

Other Names

• Stephen James Simon
• Stephen Simon