Shauna Michelle Lamaina

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2013 → 12/2016
  Cornerstone Financial Advisors Inc
  Haddon Heights, NJ
• 01/2017 → 04/2017
  Ameriprise Financial
  Westfield, NJ
• 05/2017 → Present
  Cornerstone Financial Advisors, Inc.
  Haddon Heights, NJ
• 09/2014 → Present
  Kean University
  Union, NJ
• 06/2017 → 12/2017
  National Planning Corporation
  Haddon Heights, NJ
• 06/2017 → 12/2017
  Gymboree Corporation
  Deptford, NJ
• 11/2017 → Present
  Lpl Financial, Llc
  Haddon Heights, NJ

Previous Registrations

• 2019-06-14 → 2024-12-31
  Cornerstone Financial Advisors Inc.
  Haddon Heights, NJ

Other Businesses

1) 02/01/2018 - Cornerstone Financial Advisors - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 01/2018 - 160 hr/mth. 2) 3/19/2019 - Ohio National Life Insurance Company - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Life Insurance Agent - Started 02/01/2019 - 40 Hours Per Month/0 Hours During Securities Trading. 3) 2/2/2021 - DoorDash - Not Investment Related - Other-Delivery - Started 12/01/2020 - 20 Hours Per Month/0 Hours During Securities Trading - Delivery Driver for DoorDash.

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-01-30
• S63 Uniform Securities Agent State Law Examination
  2018-08-30