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Employer firm

U.s. Bancorp Advisors, LLC CRD 14455

$1.80B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-13
  • CA RA
    APPROVED
    Since 2026-02-13

Branch Locations

1800 Ave Of The Stars, Century City, CA 90067 • United States

5399 Sepulveda Blvd, Culver City, CA 90230 • United States

2232 Santa Monica Blvd, Santa Monica, CA 90404 • United States

10900 Wilshire Blvd Ste 101, Los Angeles, CA 90024 • United States

3302 Pico Blvd, Santa Monica, CA 90405 • United States

4700 Lincoln Blvd, Marina Del Rey, CA 90292 • United States

1401 Pacific Coast Hwy, Hermosa Beach, CA 90254 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank Los Angeles CA 05/2016 03/2019
Jp Morgan Securites Llc Los Angeles CA 05/2016 03/2021
Jpmorgan Chase Bank, Na, Los Angeles CA 03/2019 03/2021
Jpmorgan Securities Llc Norwalk CA 03/2021 08/2023
U.S. Bancorp Invesments, Inc. Hermosa Beach CA 08/2023 02/2026
U.S. Bancorp Advisors, Llc Hermosa Beach CA 02/2026 Present
  • 05/2016 → 03/2019
    Jp Morgan Chase Bank
    Los Angeles, CA
  • 05/2016 → 03/2021
    Jp Morgan Securites Llc
    Los Angeles, CA
  • 03/2019 → 03/2021
    Jpmorgan Chase Bank, Na,
    Los Angeles, CA
  • 03/2021 → 08/2023
    Jpmorgan Securities Llc
    Norwalk, CA
  • 08/2023 → 02/2026
    U.S. Bancorp Invesments, Inc.
    Hermosa Beach, CA
  • 02/2026 → Present
    Hermosa Beach, CA
Previous Registrations
  • 2023-08-07 → 2026-02-13
    Los Angeles, CA
    Santa Monica, CA
    Century City, CA
    Santa Monica, CA
    Saint Paul, MN
    Marina Del Rey, CA
    Culver City, CA
    Los Angeles, CA
    Hawthorne, CA
    Hawthorne, CA
    Santa Barbara, CA
    Hermosa Beach, CA
  • 2021-03-19 → 2023-08-11
    Los Angeles, CA
    Hawthorne, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Inglewood, CA
    Los Angeles, CA
    Norwalk, CA
    Los Angeles, CA
    Los Angeles, CA
Other Businesses

Rental Property; Investment-related; Los Angeles, CA; Rental property; Landlord; Homeowner; 6/17/2025; 0 hours/month; 0 hours/trading; Owner of property - no duties.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-11
S63 Uniform Securities Agent State Law Examination 2016-07-20
  • S66 Uniform Combined State Law Examination
    2021-02-11
  • S63 Uniform Securities Agent State Law Examination
    2016-07-20
Other Names
  • Andy A Cortes
  • Andy Cortes
  • Andy Alexander Cortes

View on SEC IAPD

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