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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-15
NY RA APPROVED 2024-11-01
CA RA APPROVED 2023-11-10
  • TX RA
    APPROVED_RES
    Since 2026-01-15
  • NY RA
    APPROVED
    Since 2024-11-01
  • CA RA
    APPROVED
    Since 2023-11-10

Branch Locations

1333 4Th St, Santa Monica, CA 90401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank Los Angeles CA 05/2016 12/2023
Ak Engraving Culver City CA 06/2009 12/2019
Jp Morgan Securites Llc Los Angeles CA 05/2016 12/2023
Jp Morgan Chase Bank, N.A. Santa Monica CA 12/2023 Present
Jp Morgan Securites Llc Santa Monica CA 12/2023 Present
  • 05/2016 → 12/2023
    Jp Morgan Chase Bank
    Los Angeles, CA
  • 06/2009 → 12/2019
    Ak Engraving
    Culver City, CA
  • 05/2016 → 12/2023
    Jp Morgan Securites Llc
    Los Angeles, CA
  • 12/2023 → Present
    Jp Morgan Chase Bank, N.A.
    Santa Monica, CA
  • 12/2023 → Present
    Jp Morgan Securites Llc
    Santa Monica, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-31
S63 Uniform Securities Agent State Law Examination 2016-08-22
  • S66 Uniform Combined State Law Examination
    2023-07-31
  • S63 Uniform Securities Agent State Law Examination
    2016-08-22
Other Names
  • Tsehay B Asfaw
  • Tsehay Asfaw
  • Tsehay Berhanu Asfaw

View on SEC IAPD

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