Melanie Sheree Woods

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → 11/2016
  Td Ameritrade
  Alpharetta, GA
• 11/2016 → Present
  Ubs Financial Services, Inc.
  Charlotte, NC
• 11/2016 → Present
  Ubs Bank Usa
  Charlotte, NC

Previous Registrations

• 2016-05-26 → 2016-11-29
  Td Ameritrade, Inc.
  Alpharetta, GA
• 2016-06-20 → 2016-11-29
  Td Ameritrade Investment Management, Llc
  Alpharetta, GA
• 2011-01-31 → 2014-08-20
  Morgan Stanley
  Atlanta, GA
  Atlanta, GA
  Atlanta, GA
  Atlanta, GA

Other Businesses

Residential Rental Property located at 103 Oyster Shell Road, D-8, Savannah, GA 31410 1 hour per month, none during trading hours Owner and landlord for one residential condo unit

Exams

• S66 Uniform Combined State Law Examination
  2016-05-20
• S63 Uniform Securities Agent State Law Examination
  2010-09-01

Other Names

• M Sheree Woods
• Sheree Woods