Dominic Carmine Severino

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2009 → 08/2022
  J.P. Morgan Securities Llc
  Bayshore, NY
• 08/2022 → 11/2022
  Unemployed
  Lindenhurst, NY
• 11/2022 → Present
  Principal Life Insurance Company
  Melville, NY
• 11/2022 → Present
  Principal Securities Inc
  Melville, NY

Previous Registrations

• 2012-10-01 → 2022-09-07
  J.P. Morgan Securities Llc
  Bay Shore, NY
  Deer Park, NY
  East Islip, NY
  Medford, NY
  West Sayville, NY
  Medford, NY
  East Islip, NY
  Bohemia, NY
  Woodbury, NY
  Mineola, NY
  Port Washington, NY
  Mineola, NY
• 2010-01-11 → 2012-10-01
  Chase Investment Services Corp.
  Bayshore, NY
  West Islip, NY
  Sayville, NY
  West Sayville, NY
  Bayshore, NY
  Brightwaters, NY
  West Sayville, NY
  Medford, NY
  Medford, NY
  Brentwood, NY
  Bay Shore, NY
  West Babylon, NY

Other Businesses

INSURANCE POSITION: Insurance Sales NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 11/16/2022 ADDRESS: 48 S. Service Road, Suite 402, Melville NY 11747, United States DESCRIPTION: Sales of Fixed Annuities, Insurance, LTC, DI through Various Carriers.

Exams

• S66 Uniform Combined State Law Examination
  2005-04-06

Other Names

• Dominic Carmine Severino
• Dominic C. Severino