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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Victor | NY | 09/2022 | 06/2024 |
| Love Beets | Rochester | NY | 04/2019 | 06/2022 |
| Unemployed | Rochester | NY | 03/2018 | 04/2019 |
| Hart's Local Grocers | Rochester | NY | 02/2018 | 03/2019 |
| The Granola Factory | Bethlehem | PA | 09/2016 | 03/2018 |
| Securities America Advisors | Victor | NY | 04/2023 | 06/2024 |
| Osaic Wealth, Inc. | Victor | NY | 06/2024 | Present |
1. DASH CAPITAL ADVISORS POSITION: Financial Advisor NATURE: DBA held out to our customers/branding for our financial planning and investment services INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 28 START DATE: 06/01/2023 ADDRESS: 7424 Victor Mendon Road, Victor NY 14564 DESCRIPTION: DBA held out to our customers/branding for our financial planning and investment services 2. INSURANCE SALES POSITION: Sales NATURE: Insurance sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 11/14/2023 ADDRESS: 7424 Victor Mendon Road, Victor NY 14564 DESCRIPTION: Selling insurance through Highland brokerage company
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-15 |
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