Connor Michael Kelly

Employer firm

Rockefeller Financial LLC CRD 291361

$99.6B regulatory AUM 223 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2018 → 09/2018
  Nylife Securities Llc
  Frisco, TX
• 03/2018 → 09/2018
  New York Life Insurance Company
  Frisco, TX
• 11/2017 → 02/2018
  Tom James
  Memphis, TN
• 01/2017 → 08/2017
  Raymond James
  Memphis, TN
• 01/2015 → 05/2017
  University Of Memphis
  Memphis, TN
• 08/2017 → 10/2017
  Unemployed
  Memphis, TX
• 09/2018 → 10/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Frisco, TX
• 10/2018 → 09/2021
  Bank Of America, N.A.
  Frisco, TX
• 09/2021 → 03/2023
  Stifel Nicolaus & Co Inc
  Dallas, TX
• 03/2023 → 12/2025
  Stifel, Nicolaus & Company, Incorporated
  New York, NY
• 12/2025 → 01/2026
  Rockefeller Financial Llc
  Ny, NY
• 01/2026 → Present
  Rockefeller Financial Llc
  Dallas, TX

Previous Registrations

• 2021-09-21 → 2025-12-11
  Stifel, Nicolaus & Company, Incorporated
  Dallas, TX
  New York, NY
• 2019-01-10 → 2021-10-21
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Frisco, TX
  New York, NY

Exams

• S66 Uniform Combined State Law Examination
  2019-01-09
• S63 Uniform Securities Agent State Law Examination
  2018-07-13

Other Names

• Connor Michael Kelly
• Connor Kelly