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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-01-09 |
| VA | RA | APPROVED | 2020-04-06 |
Branch Locations
631 County Drive P.O. Box 129, Wakefield, VA 23888 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Longwood University | Farmville | VA | 08/2013 | 05/2017 |
| Axa Advisors, Llc | New York | NY | 08/2017 | 06/2020 |
| Unemployed | Wakefield | VA | 05/2017 | 08/2017 |
| Axa Advisors,Llc | New York | NY | 05/2016 | 09/2016 |
| Equitable Advisors, Llc | New York | NY | 08/2017 | Present |
1)DUCKS UNLIMITED NO ADDRESS AS THERE IS NO PHYSICAL LOCATION, MEMBER, DUTIES: HELP WITH SETTING UP ANNUAL FUNDRAISING EVENT, START DATE: 9/2/24, 4 HRS PER MO, BANK ACCT, SIGNATOR; 2) OUTSIDE INSURANCE BROKERAGE BUSINESS;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-03-17 |
| S63 | Uniform Securities Agent State Law Examination | 2017-11-20 |
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