Best Investors
Account
Sign in
Best Investors
Account
Sign in
Mutual Of Omaha Investor Services, Inc. CRD 611
$32.0M regulatory AUM 6,880 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2022-02-02 |
| NJ | RA | APPROVED | 2017-07-31 |
Branch Locations
Four Greentree Centre 601 Route 73 North, Suite 206, Marlton, NJ 08053 • United States
30 Braintree Hill Office Park Ste 106, Braintree, MA 02184 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mutual Of Omaha Investor Services | Marlton | NJ | 05/2016 | Present |
| Mutual Of Omaha Insurance Company | Marlton | NJ | 06/2015 | Present |
| Lion Home Buyers, Llc | Marlton | NJ | 01/2014 | 12/2018 |
| Family Wealth Management | Marlton | NJ | 05/2015 | 05/2021 |
(1) Insurance Agent - Start Date: 06/2015 - Non-investment Related - Insurance lines of business: Life and Fixed Annuities, Accident and Health, Medicare Advantage, Prescription Drug coverage. - Hours/per week during trading hours: 40 (2) Family Wealth Management - Start Date: 05/2015 - DBA (3) Mutual of Omaha Mortgage Lead Incentive Program; non-investment related. Less than 1/hr per week. Submit qualified forward/reverse mortgage leads to Mutual of Omaha Mortgage when a customer indicates a potential need for these services.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-07-31 |
| S63 | Uniform Securities Agent State Law Examination | 2016-12-20 |
Reach out to this advisor