Nataly Tracy

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2025-10-17
AZ	RA	APPROVED	2020-01-13

NC RA
APPROVED

Since 2025-10-17
AZ RA
APPROVED

Since 2020-01-13

Branch Locations

Indian Trail, NC • United States

880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES

Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2025-10-17
AZ	RA	APPROVED	2022-04-26

NC RA
APPROVED

Since 2025-10-17
AZ RA
APPROVED

Since 2022-04-26

Branch Locations

Indian Trail, NC • United States

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Phoenix	AZ	05/2016	05/2017
Royal Alliance Associates	Phoenix	AZ	06/2017	12/2019
Raymond James & Associates, Inc.	Indian Trail	NC	12/2019	Present
Raymond James Financial Services	Indian Trail	NC	04/2022	Present
Raymond James Financial Services Advisors	Indian Trail	NC	04/2022	Present

05/2016 → 05/2017

Charles Schwab & Co., Inc.

Phoenix, AZ
06/2017 → 12/2019

Royal Alliance Associates

Phoenix, AZ
12/2019 → Present

Raymond James & Associates, Inc.

Indian Trail, NC
04/2022 → Present

Raymond James Financial Services

Indian Trail, NC
04/2022 → Present

Raymond James Financial Services Advisors

Indian Trail, NC

Previous Registrations

2017-06-19 → 2019-11-22

Woodbury Financial Services, Inc.

Oakdale, MN
2017-06-19 → 2019-11-22

Fsc Securities Corporation

Atlanta, GA
2017-06-19 → 2019-11-22

Osaic Wealth, Inc.

Scottsdale, AZ
2017-06-19 → 2019-11-22

Osaic Services, Inc.

Scottsdale, AZ
2017-01-27 → 2017-06-06

Charles Schwab & Co., Inc.

Phoenix, AZ

Other Businesses

(1)Name of Business: Address: 4647 N 9th St, Phoenix, AZ, 85014, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 11/01/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I own the home and rent it (2)Name of Business: Address: 1067 Merganser Way, Indian Trail, NC, 28079, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/03/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: landlord

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-10-26

S66 Uniform Combined State Law Examination

2016-10-26

Other Names

Nathaly Soberanis
Nathaly Soberanis Mariles
Nahtaly Soberanis Mariles

View on SEC IAPD