Donald Rose

Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2018 → 01/2019
  Transamerica Financial Advisors, Inc
  Greenwood Village, CO
• 12/2017 → 01/2019
  World Financial Group, Inc.
  Greenwood Village, CO
• 05/2016 → 12/2017
  Tiaa
  Denver, CO
• 09/2015 → 10/2016
  Tlr Ventures Llc
  Highlands Ranch, CO
• 01/2019 → 09/2019
  Steve Basler Insurance Agency
  Wheat Ridge, CO
• 09/2019 → 01/2020
  State Farm Insurance
  Phoenix, AZ
• 02/2020 → Present
  Donald Rose Insurance Agency
  Aurora, CO
• 04/2002 → Present
  State Farm Vp Management Corp
  Aurora, CO
• 09/2023 → Present
  State Farm Investment Management Corp
  Aurora, CO

Other Businesses

1) Donald Rose Ins and Fin Serv, Inc; Investment-related; 15281 E Smoky Hill Rd Aurora, CO 80015-1208; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 2/1/2020; 80; 80; Service customers and supervise employees 2) Rocket Mortgage; Investment-related; 15281 E Smoky Hill Rd, Aurora, CO 80015 ; Mortgage Loan Origination; Mortgage Loan Originator/Broker; 5/25/2022; 8; 2; The registered representative will originate mortgage loans as part of this activity. As a result of this role, the RR may also be considered a branch manager, which may include performing certain administrative duties and receiving compensation on other agents' mortgage business. The registered representative may lease or sublease a portion of the registered representative's office space to the company.

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-09-08
• S63 Uniform Securities Agent State Law Examination
  2016-07-07