James Caulfield

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Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2018-04-06

NJ RA
APPROVED

Since 2018-04-06

Branch Locations

1015 New Rd Suite E, Northfield, NJ 08225-1600 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	08/2017	Present
University Of Scranton	Scranton	PA	08/2015	05/2017

08/2017 → Present

Edward Jones

St Louis, MO
08/2015 → 05/2017

University Of Scranton

Scranton, PA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-10-07

S66 Uniform Combined State Law Examination

2017-10-07

Other Names

James P Caulfield
James Patrick Caulfield

View on SEC IAPD

Other Firms

CRA FINANCIAL SERVICES, L.L.C.

BENJAMIN F. EDWARDS & COMPANY, INC.

PROSPERA FINANCIAL SERVICES, INC.

UBS FINANCIAL SERVICES INC.

NORTHSTAR ADVISORY GROUP, LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

CONCURRENT INVESTMENT ADVISORS, LLC

TOEWS ASSET MANAGEMENT

Other Investors

THOMAS EDWARD REYNOLDS

MATTHEW JOHN REYNOLDS

JEFFREY WILBUR HILLIARD

ROBERT THOMAS MARTIN

GORDON SCHURCH SHEARER

JENNIFER MARIE COLON

DONNA SAVASTANI

Jarman Edward Reilly

Other Offices

CRA FINANCIAL SERVICES, L.L.C. · NORTHFIELD, NJ

BENJAMIN F. EDWARDS & COMPANY, INC. · NORTHFIELD, NJ

PROSPERA FINANCIAL SERVICES, INC. · Northfield, NJ

EDWARD JONES · Egg Harbor Township, NJ

UBS FINANCIAL SERVICES INC. · NORTHFIELD, NJ

NORTHSTAR ADVISORY GROUP, LLC · NORTHFIELD, NJ

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Northfield, NJ

CONCURRENT INVESTMENT ADVISORS, LLC · Northfield, NJ

More in Northfield, NJ

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