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Drake Hafer

Ameriprise Financial Services, LLC

Franklin, OH

The Huntington Investment Company

Franklin, OH

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-06-29
  • OH RA
    APPROVED
    Since 2026-06-29

Branch Locations

340 S Main St, Franklin, OH 45005-2228 • United States

The Huntington Investment Company

41 S. High Street, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-03-06
  • OH RA
    APPROVED
    Since 2024-03-06

Branch Locations

Franklin Main Office 340 South Main Street, Franklin, OH 45005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Miamisburg OH 05/2016 10/2019
Bank Of America, N.A. Miamisburg OH 10/2016 10/2019
Wells Fargo Clearing Services, Llc Cincinnati OH 10/2019 05/2023
The Huntington Investment Company Columbus OH 03/2024 Present
Unemployed West Chester OH 05/2023 03/2024
Ameriprise Financial Services, Llc Franklin OH 06/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-11
  • S66 Uniform Combined State Law Examination
    2016-08-11
Other Names
  • Drake R Hafer
  • Drake Russell Hafer

View on SEC IAPD

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