James Haag

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 05/2022
  Edward Jones
  St Louis, MO
• 05/2022 → Present
  Lpl Financial Llc
  Daleville, IN

Previous Registrations

• 2017-02-17 → 2022-05-31
  Edward Jones
  Noblesville, IN
  St Louis, MO
  Noblesville, IN
  Noblesville, IN
  Anderson, IN
  Anderson, IN

Other Businesses

1) 05/27/2022 - The Family Wealth Managers - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 05/2022 2) 05/27/2022 - The Family Wealth Advisors - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 05/2022 3) 06/06/2023 - JMH Coaching - Not Investment Related - Home Based - Life Coach - Start Date 06/01/2023 - 8 Hours Per Month/ 0 Hours During Securities Trading 4) 10/02/2025- Outside/W-2 Employment- Not INV Related- At Daleville, IN - Start date 10/01/2025- 30 Hours Per Month- 30 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2016-11-26

Other Names

• James Michael Haag