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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-11-14 |
Branch Locations
101 W Big Beaver Road Suite 705, Troy, MI 48084 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Investment Management Inc | Sterling Heights | MI | 07/2016 | 07/2021 |
| Thrivent Financial | Appleton | WI | 08/2016 | 12/2016 |
| Thrivent Financial | Appleton | WI | 12/2016 | 07/2021 |
| Pruco Securities, Llc. | Troy | MI | 08/2021 | 11/2024 |
| Prudential Insurance Company Of America | Troy | MI | 08/2021 | Present |
| Lpl Enterprise, Llc | Troy | MI | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-02-08 |
| S63 | Uniform Securities Agent State Law Examination | 2016-10-01 |
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