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Current Employers
Sycamore Financial Group

2713 Rockford Lane, Kokomo, IN 46902 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-11-19
IN RA APPROVED 2017-07-18
  • TX RA
    APPROVED_RES
    Since 2019-11-19
  • IN RA
    APPROVED
    Since 2017-07-18

Branch Locations

Westfield, IN • United States

2713 Rockford Lane, Kokomo, IN 46902-4058 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Indiana University Kokomo IN 08/2013 05/2017
Sycamore Financial Group, Inc. Kokomo IN 06/2016 06/2017
Sycamore Financial Group, Inc. Kokomo IN 06/2017 Present
  • 08/2013 → 05/2017
    Indiana University
    Kokomo, IN
  • 06/2016 → 06/2017
    Sycamore Financial Group, Inc.
    Kokomo, IN
  • 06/2017 → Present
    Sycamore Financial Group, Inc.
    Kokomo, IN
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-07-12
S65 Uniform Investment Adviser Law Examination 2017-07-14
  • S63 Uniform Securities Agent State Law Examination
    2019-07-12
  • S65 Uniform Investment Adviser Law Examination
    2017-07-14
Designations

View on SEC IAPD

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