James Lucas Rosenbloom

Current Employers

Employment History

• 05/2013 → Present
  James Rosenbloom Freelance Musician
  New Orleans, LA
• 02/2016 → 12/2016
  Uber
  New Orleans, LA
• 06/2016 → 07/2018
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 05/2016 → 07/2018
  Northwestern Mutual Investment Services Llc
  Metairie, LA
• 11/2017 → 07/2018
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 07/2018 → 03/2019
  Tiaa
  Metairie, LA
• 07/2018 → 03/2019
  Tiaa-Cref Individual & Institutional Services, Llc
  Metairie, LA
• 07/2019 → 08/2023
  Minnesota Life Insurance Company
  St Paul, MN
• 07/2019 → 08/2023
  Securian Financial Services Inc
  St Paul, MN
• 07/2019 → Present
  Compass Capital Management
  Metairie, LA
• 08/2023 → Present
  Cetera Wealth Services, Llc
  Metairie, LA
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 07/2023 → Present
  St. Philip Neri Catholic Church
  Metairie, LA
• 08/2024 → Present
  Rosenbloom Properties Llc
  River Ridge, LA

Previous Registrations

• 2019-07-17 → 2023-08-10
  Securian Financial Services, Inc.
  Metairie, LA
  St. Paul, MN
• 2018-10-06 → 2019-03-28
  Tiaa-Cref Individual & Institutional Services, Llc
  Metairie, LA

Other Businesses

1. COMPASS CAPITAL MANAGEMENT POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 06/01/2019 ADDRESS: , Metairie LA , United States DESCRIPTION: Agent/Broker 2. JAMES ROSENBLOOM MUSIC POSITION: Independent Contractor NATURE: Sales INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2009 ADDRESS: , River Ridge LA , United States DESCRIPTION: Independent Contractor; 3. NAME OF OTHER BUSINESS: ST. PHILIP NERI CATHOLIC CHURCH; INVESTMENT RELATED: NO; ADDRESS: 6500 KAWANEE AVE, METAIRIE, LA, 70003; NATURE OF BUSINESS: CHURCH; START DATE: 7/2023; POSITION/TITLE/RELATIONSHIP: DIRECTOR OF SACRED MUSIC; APX NUMBER OF HOURS PER WEEK: 9; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: DIRECT A CHOIR FOR CATHOLIC MASS AND PLAN THE MUSIC; 4. NAME OF OTHER BUSINESS: CATHOLIC COMMUNITY FOUNDATION; INVESTMENT RELATED: NO; ADDRESS: 3330 N CAUSEWAY BLVD #361 METAIRIE, LA 70002; NATURE OF BUSINESS: NON PROFIT; START DATE: 12/2022; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER/ CO-CHAIR; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ATTEND BOARD MEETINGS, CO-CHAIR DONOR ENGAGEMENT COMMITTEE; 5. NAME OF OTHER BUSINESS: ROSENBLOOM PROPERTIES LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: RESIDENTIAL RENTAL PROPERTY; START DATE: 8/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: RESIDENTIAL RENTAL PROPERTY;

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-10-06
• S63 Uniform Securities Agent State Law Examination
  2017-06-06

Other Names

• James Lucas Rosenbloom