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Nicholas-Hai Hoang Hathuc

Forvis Mazars Wealth Advisors, LLC

Springfield, MO

Chicago, IL

Boston, MA

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Current Employers
Forvis Mazars Wealth Advisors, Llc

910 East St Louis St, Springfield, MO 65806 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2026-04-16
IL RA APPROVED 2025-09-12
  • MA RA
    APPROVED
    Since 2026-04-16
  • IL RA
    APPROVED
    Since 2025-09-12

Branch Locations

910 East St Louis St, Springfield, MO 65806 • United States

130 E. Randolph Street Suite 1900, Chicago, IL 60601 • United States

One Post Office Square Suite 2250, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Northbrook IL 07/2017 09/2025
Eastern Illinois University Charleston IL 08/2013 05/2017
Charles Schwab Bank, Ssb Northbrook IL 10/2018 09/2025
Forvis Mazars Wealth Advisors, Llc Chicago IL 09/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-20
  • S66 Uniform Combined State Law Examination
    2017-11-20
Designations
Other Names
  • Nicholas - Hai H Hathuc
  • Nick Hathuc
  • Nicholas Hathuc

View on SEC IAPD

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