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120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2020-09-18 |
Branch Locations
120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Troy, MI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Trust Portfolios L.P. | Wheaton | IL | 06/2020 | Present |
| Northwestern Mutual | Grand Rapids | MI | 05/2016 | 09/2016 |
| Bc Ziegler & Co. | Chicago | IL | 05/2017 | 09/2017 |
| Cmt Digital | Chicago | IL | 01/2018 | 05/2018 |
| Arizona Cardinals | Phoenix | AZ | 05/2019 | 09/2019 |
| Rdv Corp. | Grand Rapids | MI | 10/2019 | 04/2020 |
| Club Automation | Deerfield | IL | 07/2018 | 03/2019 |
| Wheaton College | Wheaton | IL | 09/2014 | 12/2018 |
| First Trust Advisors L.P. | Wheaton | IL | 08/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-08 |
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