Carter Alexandra Anderson

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-05-24
NC	RA	APPROVED	2022-05-23

Branch Locations

6000 Fairview Rd, Charlotte, NC 28210 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Charlotte	NC	09/2021	Present
Unemployed	Charlotte	NC	08/2021	09/2021
Aon	Charlotte	NC	06/2018	08/2021
Unemployed	Charlotte	NC	05/2018	06/2018
Hickory Tavern	Charlotte	NC	06/2017	08/2017
The University Of Georgia	Athens	GA	08/2014	05/2018

09/2021 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC
08/2021 → 09/2021

Unemployed

Charlotte, NC
06/2018 → 08/2021

Aon

Charlotte, NC
05/2018 → 06/2018

Unemployed

Charlotte, NC
06/2017 → 08/2017

Hickory Tavern

Charlotte, NC
08/2014 → 05/2018

The University Of Georgia

Athens, GA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-05-20