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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-01-03 |
| LA | RA | APPROVED | 2019-12-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Rock Financial Group | Lafayette | LA | 05/2016 | Present |
| Osaic Wealth, Inc. | Lafayette | LA | 05/2018 | Present |
1. THE ROCK FINANCIAL GROUP POSITION: Financial Advisor NATURE: Advisory Practice DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 160 START DATE: 02/14/2019 ADDRESS: 106 Sears Drive, Lafayette LA 70503, United States DESCRIPTION: Financial planner and insurance agent 2. THE ENGRAVED GIFTS POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 0 START DATE: 12/13/2019 ADDRESS: 319 Lancaster Drive, Lafayette LA 70506, United States DESCRIPTION: Designing/selling metal signs and other engraved goods 3. DILLY ATHLETICS POSITION: Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/16/2023 ADDRESS: 1725 Hughes Landing Blvd Suite 970, The Woodlands, TX LA 77380, United States DESCRIPTION: Fulfilling online order and shipping out 4. OUR SAVIORS CHURCH POSITION: teacher NATURE: church INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 01/31/2024 ADDRESS: 1201 E Broussard Road, Lafayette LA 70508, United States DESCRIPTION: I am teaching a group of employees about investments, insurance, debt management, budgeting, and savings. This is a one-time class I am doing for the church employees. 5. ROCK PRIVATE WEALTH MANAGEMENT POSITION: owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 60 START DATE: 03/31/2025 ADDRESS: 106 Sears Drive, Lafayette LA 70503, United States DESCRIPTION: I am a co-owner of ROCK Private Wealth Management. This is an LLC I started with Blake Harper to purchase an advisory practice together. We will both serve as advisors to the existing clients and assist in both insurance and investment needs for the clients. 6. ROCK PRIVATE WEALTH MANAGEMENT POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 03/31/2025 ADDRESS: 106 Sears Drive, Lafayette LA 70503, United States DESCRIPTION: This is part of our financial planning process for clients. We review current insurance and see if more is needed 7. MIRE WEALTH MANAGEMENT POSITION: Sole Proprietor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/16/2021 ADDRESS: 106 Sears Drive, Lafayette, LA 70503 DESCRIPTION: This is a pass through entity and not how i hold myself out to the public. This LLC is for tax purposes 8. THE ROCK FINANCIAL GROUP POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 40 START DATE: 02/14/2019 ADDRESS: 106 Sears Drive, Lafayette, LA 70503 DESCRIPTION: insurance sales
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-12-02 |
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