Best Investors Account Sign in
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-07-25
FL RA APPROVED 2022-02-18
  • TX RA
    APPROVED
    Since 2022-07-25
  • FL RA
    APPROVED
    Since 2022-02-18

Branch Locations

150 Second Ave. North Suite 1000, St. Petersburg, FL 33701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Weehawken NJ 08/2017 08/2018
Ubs Financial Services Inc. Tampa FL 08/2016 Present
Ubs Financial Services Inc. Weehawken NJ 08/2016 08/2017
Other Businesses

Sunken Gardens Forever Foundation; 1825 4th St N, St. Petersburg, FL 33704; Foundation; Botanical Garden; To support Sunken Gardens and preserve its legacy as a historic landmark through education and philanthropy. Member of Board of directors; Help formulate corporate memberships. Start date: 7/17/2023

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-20
  • S66 Uniform Combined State Law Examination
    2022-01-20
Other Names
  • Mallory Blair Posey

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in St. Petersburg, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor