Craig L Gordinier

Employer firm

Ae Wealth Management, LLC CRD 282580

$49.8B regulatory AUM 10 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ae Wealth Management, Llc

2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-10-21
KS	RA	APPROVED	2016-10-27
MO	RA	APPROVED	2016-10-26

TX RA
APPROVED_RES

Since 2024-10-21
KS RA
APPROVED

Since 2016-10-27
MO RA
APPROVED

Since 2016-10-26

Branch Locations

Parkville, MO • United States

626 Sw Governor Place, Topeka, KS 66606 • United States

1201 Nw Briarcliff Pkwy 2Nd Floor, Kansas City, MO 64116 • United States

7300 W 110Th St Fl 7, Overland Park, KS 66210 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Global Financial Private Capital, Llc	Sarasota	FL	05/2016	10/2016
Jones Advisory Group	Topeka	KS	03/2016	Present
Ae Wealth Management Llc	Topeka	KS	10/2016	Present

05/2016 → 10/2016

Global Financial Private Capital, Llc

Sarasota, FL
03/2016 → Present

Jones Advisory Group

Topeka, KS
10/2016 → Present

Ae Wealth Management Llc

Topeka, KS

Previous Registrations

2016-05-31 → 2016-10-12

Global Financial Private Capital, Inc.

Topeka, KS

Sarasota, FL

Other Businesses

JONES ADVISORY GROUP - 626 SW Governor Place, Topeka KS 66606; INVESTMENT-RELATED; RETIREMENT PLANNING; FINANCIAL ADVISOR; 3/2016; 174 HOURS/MONTH 160 HOURS/TRADING; CONSULT WITH PROSPECTIVE CLIENTS REGARDING RETIREMENT PLANNING.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-04-30

S65 Uniform Investment Adviser Law Examination

2016-04-30

View on SEC IAPD