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Current Employers
Independent Wealth Network, Inc.

2350 Nw 128Th St, Urbandale, IA 50323 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-10-16
  • TX RA
    APPROVED
    Since 2019-10-16

Branch Locations

2350 Nw 128Th St, Urbandale, IA 50323 • United States

Kfa Financial 400 Bolivar St, Po Box 550, Sanger, TX 76266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Broker Dealer Financial Services Corp. West Des Moines IA 05/2016 12/2017
Td Ameritrade Southlake TX 01/2018 08/2018
Fort Worth Fire Department Fort Worth TX 12/2018 Present
Unemployed/Homemaking Burleson TX 08/2018 12/2018
Unemployed/Homemaker Bureleson TX 12/2017 01/2018
Independent Wealth Network Urbandale IA 10/2019 Present
  • 05/2016 → 12/2017
    Broker Dealer Financial Services Corp.
    West Des Moines, IA
  • 01/2018 → 08/2018
    Td Ameritrade
    Southlake, TX
  • 12/2018 → Present
    Fort Worth Fire Department
    Fort Worth, TX
  • 08/2018 → 12/2018
    Unemployed/Homemaking
    Burleson, TX
  • 12/2017 → 01/2018
    Unemployed/Homemaker
    Bureleson, TX
  • 10/2019 → Present
    Independent Wealth Network
    Urbandale, IA
Previous Registrations
  • 2017-03-28 → 2018-01-03
    Investment Advisors Corp
    Dallas, TX
Other Businesses

1) Fort Worth Fire Department; Non-Investment Related, Fort Worth, TX; Fire Suppression Emergency Medical Response; Firefighter/EMT, 12/2018; 240 hours per month; 200 hours during trading hours; Firefigther/EMT 2) KFA Financial; Investment Related; 400 Bolivar St. PO Box 550, Sanger TX; dba under which advisory services of Independent Wealth Network are offered; Investment Adviser Representative; 10/2019; 120 hours per month; 120 hours during securities trading hours

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-03-14
S65 Uniform Investment Adviser Law Examination 2017-02-26
  • S63 Uniform Securities Agent State Law Examination
    2017-03-14
  • S65 Uniform Investment Adviser Law Examination
    2017-02-26

View on SEC IAPD

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