Jacklyn Hart

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2016 → 08/2021
  Johcm (Usa) Inc.
  Berwyn, PA
• 10/2017 → 07/2021
  Foreside Financial Services, Llc
  Berwyn, PA
• 11/2016 → 12/2016
  People's United Bank
  Woodbury, NY
• 01/2014 → 11/2016
  Sky Zone Indoor Trampoline Park
  Brentwood, NY
• 07/2021 → 08/2021
  Johcm Funds Distributors, Llc
  Berwyn, PA
• 08/2021 → 10/2023
  Nia Impact Advisors Llc
  Oakland, CA
• 02/2024 → Present
  Lpl Financial Llc
  Stamford, CT
• 10/2023 → Present
  Fin Compliance
  Walnut Creek, CA

Other Businesses

1) 03/27/2024 - FIN Compliance - Outside/W-2 Employment - Compliance Manager - NY 12561 - Non investment related - 40 Hours per month - Start date: 03/14/2024. 2) 03/27/2024 - Damefender Financial Partners - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month.

Exams

• S66 Uniform Combined State Law Examination
  2025-02-13
• S63 Uniform Securities Agent State Law Examination
  2018-03-06

Other Names

• Jacklyn Simon
• Jacklyn Rose Simon