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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2000-07-28 |
Branch Locations
941 N. Plum Grove Road Suite A , Schaumburg, IL 60173 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| James F Sexton & Associates | Schaumburg | IL | 08/1986 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 09/1998 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 07/2000 | Present |
| Dynamic Manufacturing, Inc | Melrose Park | IL | 01/2010 | Present |
1) 2301 PROPERTY CONSULTANTS, LLC, NOT INV REL, OWN BLDG INCLUDING 4 OFFICES, MEMBER, OVERSEE BILLS, DEPOSITS, RENT, MAINTENANCE, SINCE 12/2004, 1H/WK; 2) JAMES F. SEXTON & ASSOC, LTD, NOT INV REL, PUBLIC ACCTG FIRM, MANAGING PARTNER, SINCE 08/1986, 60H/WK; 3) NEUROBLASTOMA CHILDREN'S CANCER SOC, NOT INV REL, CHAIRMAN, OVERSEE FUNDRAISING & FAMILY SUPPORT, SINCE 1994, 5H/WK: 4) DYNAMIC MANUFACTURING, INC.; NOT INV REL; MELROSE PARK, IL; ACCOUNTANT, TAX CONSULTANT; START DATE OF 01/2010; 35 HRS/MONTH DURING SECURITIES TRADING HRS, 40 HRS/MONTH TOTAL: 5) CPA MERICA; NOT INV REL; ALACHUA, FL; AFFILIATION OF CPA FIRMS; MEMBER; ROUNDTABLE/SHARED LIBRARY & RESOURCES; START DATE 2/2010; 1 HR/MTH:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-01-06 |
| S63 | Uniform Securities Agent State Law Examination | 1998-11-06 |
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