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Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2026-03-25 |
Branch Locations
414 Central Avenue, Suite C, Faribault, MN 55021 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sandy Flom Llc, Dba Faribault Cpa | Faribault | MN | 05/2016 | 01/2018 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 08/2021 | 03/2022 |
| Cambridge Investment Research Inc. | Fairfield | IA | 12/2019 | 03/2022 |
| Cambridge Investment Research Inc. | Fairfield | IA | 03/2017 | 01/2018 |
| The Hartford | Bloomington | MN | 10/2017 | 12/2018 |
| Cambridge Investment Research Advisors Inc. | Fairfield | IA | 01/2022 | 03/2022 |
| Guardian Resources | Minneapolis | MN | 04/2022 | 03/2026 |
| Belpointe Asset Management, Llc | Reno | NV | 08/2022 | 03/2026 |
| Mn Soulstice Boutique Llc | Northfield | MN | 11/2018 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 03/2026 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-12-20 |
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