Luis Ariel Guillen

J.P. Morgan Securities LLC

Claim This Profile

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-12-02
TX	RA	APPROVED	2025-11-15

FL RA
APPROVED

Since 2025-12-02
TX RA
APPROVED

Since 2025-11-15

Branch Locations

1450 Brickell Ave Floors 16, 17 & 18, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jpmorgan Chase Bank Na	Miami	FL	07/2018	Present
Jpmorgan Securities Llc	Miami	FL	07/2018	Present
Jpmorgan Chase & Co	Brooklyn	NY	04/2015	07/2018

07/2018 → Present

Jpmorgan Chase Bank Na

Miami, FL
07/2018 → Present

Jpmorgan Securities Llc

Miami, FL
04/2015 → 07/2018

Jpmorgan Chase & Co

Brooklyn, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-11-15
S63	Uniform Securities Agent State Law Examination	2018-10-15

S66 Uniform Combined State Law Examination

2025-11-15
S63 Uniform Securities Agent State Law Examination

2018-10-15

Other Names

Luis Ariel Guillen Jerez
Luis A Guillen

View on SEC IAPD

More in Miami, FL

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor