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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2026-05-01 |
| IL | RA | APPROVED | 2025-09-19 |
| VA | RA | APPROVED | 2025-06-23 |
| VT | RA | APPROVED | 2025-06-17 |
| CT | RA | APPROVED | 2025-03-13 |
| UT | RA | APPROVED | 2025-01-08 |
| MD | RA | APPROVED | 2024-10-29 |
| DC | RA | APPROVED | 2024-06-20 |
| AZ | RA | APPROVED | 2024-04-04 |
| CO | RA | APPROVED | 2024-03-01 |
| MA | RA | APPROVED | 2023-09-25 |
| MI | RA | APPROVED | 2023-06-15 |
| WA | RA | APPROVED | 2023-06-15 |
| PA | RA | APPROVED | 2023-01-17 |
| NV | RA | APPROVED | 2022-12-21 |
| NJ | RA | APPROVED | 2022-12-06 |
| TX | RA | APPROVED | 2022-08-29 |
| NC | RA | APPROVED | 2022-08-10 |
| SC | RA | APPROVED | 2022-08-10 |
| GA | RA | APPROVED | 2022-07-19 |
| CA | RA | APPROVED | 2022-07-07 |
| FL | RA | APPROVED | 2022-05-18 |
| NY | RA | APPROVED | 2022-05-17 |
Branch Locations
Cedarhurst, NY • United States
437 Madison Avenue 29Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Florida State University | Tallahassee | FL | 06/2013 | 05/2017 |
| Planet Fitness | Hicksville | NY | 05/2017 | 04/2018 |
| Guardian Life Insurance | New York | NY | 04/2018 | Present |
| Park Avenue Securities | New York | NY | 03/2021 | Present |
| Guardian Life Insurance Company | Cedarhurst | NY | 06/2024 | Present |
| Park Avenue Securities | Cedarhurst | NY | 06/2024 | Present |
1) Brokering OBA For Carriers other than Guardian, Start date: 10/23/2024, Address: 437 Madison Ave, FL 29, New York NY, 10022, 2 total hours per month; 0 during securities trading hours, Investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-25 |
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