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Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2026-05-01
IL RA APPROVED 2025-09-19
VA RA APPROVED 2025-06-23
VT RA APPROVED 2025-06-17
CT RA APPROVED 2025-03-13
UT RA APPROVED 2025-01-08
MD RA APPROVED 2024-10-29
DC RA APPROVED 2024-06-20
AZ RA APPROVED 2024-04-04
CO RA APPROVED 2024-03-01
MA RA APPROVED 2023-09-25
MI RA APPROVED 2023-06-15
WA RA APPROVED 2023-06-15
PA RA APPROVED 2023-01-17
NV RA APPROVED 2022-12-21
NJ RA APPROVED 2022-12-06
TX RA APPROVED 2022-08-29
NC RA APPROVED 2022-08-10
SC RA APPROVED 2022-08-10
GA RA APPROVED 2022-07-19
CA RA APPROVED 2022-07-07
FL RA APPROVED 2022-05-18
NY RA APPROVED 2022-05-17
  • RI RA
    APPROVED
    Since 2026-05-01
  • IL RA
    APPROVED
    Since 2025-09-19
  • VA RA
    APPROVED
    Since 2025-06-23
  • VT RA
    APPROVED
    Since 2025-06-17
  • CT RA
    APPROVED
    Since 2025-03-13
  • UT RA
    APPROVED
    Since 2025-01-08
  • MD RA
    APPROVED
    Since 2024-10-29
  • DC RA
    APPROVED
    Since 2024-06-20
  • AZ RA
    APPROVED
    Since 2024-04-04
  • CO RA
    APPROVED
    Since 2024-03-01
  • MA RA
    APPROVED
    Since 2023-09-25
  • MI RA
    APPROVED
    Since 2023-06-15
  • WA RA
    APPROVED
    Since 2023-06-15
  • PA RA
    APPROVED
    Since 2023-01-17
  • NV RA
    APPROVED
    Since 2022-12-21
  • NJ RA
    APPROVED
    Since 2022-12-06
  • TX RA
    APPROVED
    Since 2022-08-29
  • NC RA
    APPROVED
    Since 2022-08-10
  • SC RA
    APPROVED
    Since 2022-08-10
  • GA RA
    APPROVED
    Since 2022-07-19
  • CA RA
    APPROVED
    Since 2022-07-07
  • FL RA
    APPROVED
    Since 2022-05-18
  • NY RA
    APPROVED
    Since 2022-05-17

Branch Locations

Cedarhurst, NY • United States

437 Madison Avenue 29Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Florida State University Tallahassee FL 06/2013 05/2017
Planet Fitness Hicksville NY 05/2017 04/2018
Guardian Life Insurance New York NY 04/2018 Present
Park Avenue Securities New York NY 03/2021 Present
Guardian Life Insurance Company Cedarhurst NY 06/2024 Present
Park Avenue Securities Cedarhurst NY 06/2024 Present
  • 06/2013 → 05/2017
    Florida State University
    Tallahassee, FL
  • 05/2017 → 04/2018
    Planet Fitness
    Hicksville, NY
  • 04/2018 → Present
    Guardian Life Insurance
    New York, NY
  • 03/2021 → Present
    Park Avenue Securities
    New York, NY
  • 06/2024 → Present
    Guardian Life Insurance Company
    Cedarhurst, NY
  • 06/2024 → Present
    Park Avenue Securities
    Cedarhurst, NY
Other Businesses

1) Brokering OBA For Carriers other than Guardian, Start date: 10/23/2024, Address: 437 Madison Ave, FL 29, New York NY, 10022, 2 total hours per month; 0 during securities trading hours, Investment related, Less than 10% annual compensation,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-25
  • S66 Uniform Combined State Law Examination
    2022-04-25
Other Names
  • Connor Michael Marrone

View on SEC IAPD

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