Robert J Shannon

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2013 → 09/2019
  Pnc Investments Llc
  Pittsburgh, PA
• 09/2019 → Present
  Lpl Financial, Llc
  Chester, NJ

Previous Registrations

• 2013-11-18 → 2019-09-06
  Pnc Wealth Management Llc
  Budd Lake, NJ
  Sparta, NJ
  Mcafee, NJ
  Newton, NJ
  Sparta, NJ
  Newton, NJ
• 2010-04-20 → 2013-11-12
  Hsbc Securities (Usa) Inc.
  Hoboken, NJ
  Newark, NJ
  Jersey City, NJ
  Jersey City, NJ
  Ramsey, NJ
  Ridgewood, NJ
• 2005-03-30 → 2010-04-14
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Florham Park, NJ
  Florham Park, NJ

Other Businesses

1. 9/6/2019 - Gladstone Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 09/06/2019 - 160 Hours Per Month/8 Hours During Securities Trading. 2. 11/7/2019 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 11/04/2019 - 4 Hours Per Month/0 Hours During Securities Trading. 3. 5/10/2021 - Lighthouse Advisors, LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date: 1/2/2021 - 0 Hours Per Month/0 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2004-12-30