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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-06 |
| TX | RA | APPROVED_RES | 2019-09-30 |
| VI | RA | APPROVED | 2017-07-20 |
Branch Locations
455 Patroon Creek Blvd. Suite 200, Albany, NY 12206-5011 • United States
Loudonville, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Ayco Company, L.P./Mercer Allied | Latham | NY | 06/2016 | 05/2017 |
| Rbc Capital Markets, Llc | Albany | NY | 05/2017 | Present |
| City National Bank | Albany | NY | 04/2018 | Present |
(1) Name: Stratton Mountain Watch Condo Association Address: Stratton, VT - personal residence Business Description: Joined the board of our condo association in stratton, VT. Investment Related: No Start Date: 10/21/2020 Capacity: Board of Directors Duties Performed: Consult with other board members on related projects for our condo association, monitor policies and procedures for community of condo association. Devoted Time: 0.5, 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-03 |
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