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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-12-05
FL RA APPROVED 2021-10-08
  • TX RA
    APPROVED_RES
    Since 2023-12-05
  • FL RA
    APPROVED
    Since 2021-10-08

Branch Locations

1819 Main St Ste 230 [A8-Rbo], Sarasota, FL 34236 • United States

4100 4Th St N, Saint Petersburg, FL 33703 • United States

7100 Us Hwy 19 N, Pinellas Park, FL 33781 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Saints Petersburg FL 05/2016 11/2016
Wells Fargo Bank Na Saint Petersburg FL 07/2015 Present
Wells Fargo Clearing Services, Llc Saints Petersburg FL 11/2016 Present
  • 05/2016 → 11/2016
    Wells Fargo Advisors Llc
    Saints Petersburg, FL
  • 07/2015 → Present
    Wells Fargo Bank Na
    Saint Petersburg, FL
  • 11/2016 → Present
    Saints Petersburg, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-09
S63 Uniform Securities Agent State Law Examination 2016-07-13
  • S66 Uniform Combined State Law Examination
    2020-12-09
  • S63 Uniform Securities Agent State Law Examination
    2016-07-13
Other Names
  • Mario Traywick

View on SEC IAPD

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