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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-04-17 |
| TX | RA | APPROVED | 2025-04-16 |
Branch Locations
333 South Tamiami Trail Suite 199, Venice, FL 34285 • United States
2 North Tamiami Trail Suite 1100, Sarasota, FL 34236 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc. | Venice | FL | 05/2016 | 11/2016 |
| Wells Fargo Bank, N.A. | Venice | FL | 12/2013 | 12/2021 |
| Wells Fargo Clearing Services, Llc | Venice | FL | 11/2016 | 12/2021 |
| Morgan Stanley Smith Barney Llc | Sarasota | FL | 01/2022 | 06/2024 |
| Morgan Stanley Smith Barney Llc | Sarasota | FL | 04/2025 | Present |
| Homemaker | North Port | FL | 06/2024 | 08/2024 |
| Singh Re Llc | North Port | FL | 08/2024 | 03/2025 |
| Homemaker | North Port | FL | 03/2025 | 04/2025 |
*139- SINGH RE LLC; Investment related: No; NORTH PORT, Florida; Real Estate; MANAGING MEMBER (proprietor, partner, officer, director, employee, trustee, agent); 05/2025; During business hours: 0; After business hours: 0; ESTATE PURPOSES, SPOUSE OWNS BUSINESS *145- SOJARA HOMES LLC; Investment related: Yes; NORTH PORT, Florida; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 05/2024; During business hours: 0; After business hours: 0; ITS AN LLC FOR A LOT OF VACANT LAND THAT I OWN WITH MY SPOUSE *148- CATTLEYA PREMIER HOMES LLC; Investment related: Yes; MURDOCK, Florida; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 06/2024; During business hours: 0; After business hours: 0; MY FRIEND AND I (WHO IS NOT AN MS CLIENT0 OWN THIS LOT OF VACANT LAND THROUGH THE LLC
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 2016-07-14 |
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