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388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-04-06 |
Branch Locations
Citi Wealth Management, Sales 10211 South Eastern Avenue, Henderson, NV 89052 • United States
North Hollywood, CA • United States
Cwm Retail, Sales 1505 Montana Avenue, Santa Monica, CA 90403 • United States
Cwm Retail, Sales 501 Santa Monica Blvd., Santa Monica, CA 90401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Los Angeles | CA | 05/2016 | 11/2016 |
| Wells Fargo Bank, Na | Los Angeles | CA | 06/2008 | 03/2021 |
| Wells Fargo Clearing Services, Llc | Los Angeles | CA | 11/2016 | 03/2021 |
| Citigroup | Santa Monica | CA | 03/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-01-12 |
| S63 | Uniform Securities Agent State Law Examination | 2016-07-13 |
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