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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-06-26 |
| FL | RA | APPROVED | 2025-06-16 |
Branch Locations
100 Second Avenue South Suite 800, St. Petersburg, FL 33701-4337 • United States
2308 56Th Ave West, Bettendorf, IA 52722 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | 1414 Raleigh Rd | NC | 11/2019 | 04/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Davenport | IA | 05/2016 | 09/2019 |
| Wheaton College | Wheaton | IL | 08/2014 | 05/2018 |
| Wheaton College | Wheaton | IL | 08/2017 | 05/2018 |
| Rbc Capital Markets, Llc | St Petersburg | FL | 04/2025 | Present |
| Trust Company Of Nc | Cary | NC | 04/2022 | 03/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-06-14 |
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