Best Investors Account Sign in
Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-26
FL RA APPROVED 2025-06-16
  • TX RA
    APPROVED
    Since 2025-06-26
  • FL RA
    APPROVED
    Since 2025-06-16

Branch Locations

Oldsmar, FL • United States

100 Second Avenue South Suite 800, St. Petersburg, FL 33701-4337 • United States

2308 56Th Ave West, Bettendorf, IA 52722 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated 1414 Raleigh Rd NC 11/2019 04/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Davenport IA 05/2016 09/2019
Wheaton College Wheaton IL 08/2014 05/2018
Wheaton College Wheaton IL 08/2017 05/2018
Rbc Capital Markets, Llc St Petersburg FL 04/2025 Present
Trust Company Of Nc Cary NC 04/2022 03/2025
  • 11/2019 → 04/2022
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    1414 Raleigh Rd, NC
  • 05/2016 → 09/2019
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Davenport, IA
  • 08/2014 → 05/2018
    Wheaton College
    Wheaton, IL
  • 08/2017 → 05/2018
    Wheaton College
    Wheaton, IL
  • 04/2025 → Present
    St Petersburg, FL
  • 04/2022 → 03/2025
    Trust Company Of Nc
    Cary, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-14
  • S66 Uniform Combined State Law Examination
    2025-06-14
Other Names
  • Tyler D Hoeksema
  • Ty Hoeksema

View on SEC IAPD

More in Oldsmar, FL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor