Susan Mary Watson

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2023-09-01

MA RA
APPROVED

Since 2023-09-01

Branch Locations

Mendon, MA • United States

5 Mount Royal Ave Suite 240, Marlborough, MA 01752 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sii Investments/ Legacy Financial Advisors	Westborough	MA	05/2016	05/2017
Sii Investments/ Legacy Financial Advisors	Bellingham	MA	05/2017	11/2017
Sagepoint Financial/Legacy Financial Advisors	Westborough	MA	11/2017	Present
Sagepoint Financial, Inc	Westborough	MA	07/2019	09/2023
Osaic Wealth, Inc.	Marlborough	MA	09/2023	Present

05/2016 → 05/2017

Sii Investments/ Legacy Financial Advisors

Westborough, MA
05/2017 → 11/2017

Sii Investments/ Legacy Financial Advisors

Bellingham, MA
11/2017 → Present

Sagepoint Financial/Legacy Financial Advisors

Westborough, MA
07/2019 → 09/2023

Sagepoint Financial, Inc

Westborough, MA
09/2023 → Present

Osaic Wealth, Inc.

Marlborough, MA

Previous Registrations

2019-07-24 → 2023-09-01

Osaic Services, Inc.

Westborough, MA

Marlborough, MA

Other Businesses

1) SYNERGY WEALTH PARTNERS, LLC POSITION: Operations Manager NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 150 START DATE: 01/01/2022 ADDRESS: 4 Mount Royal Ave, Suite 120, Marlborough MA 01752, United States DESCRIPTION: Client Support and Business Management to Jessica Cole, Advisor 2) SUSAN WATSON POSITION: Insurance Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 05/05/2021 ADDRESS: 5 Blueberry Drive, Mendon MA 01756, United States DESCRIPTION: Selling Life Insurance and Fixed Annuities 3) SYNERGY WEALTH PARTNERS, LLC POSITION: Operations Manager NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 150 START DATE: 01/01/2022 ADDRESS: 5 Mount Royal Ave, Suite 240, Marlborough MA 01752, United States DESCRIPTION: Client Support and Business Management to Financial Advisors in office

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2024-02-06
S65	Uniform Investment Adviser Law Examination	2017-09-20

S63 Uniform Securities Agent State Law Examination

2024-02-06
S65 Uniform Investment Adviser Law Examination

2017-09-20

Other Names

Susan M Watson

View on SEC IAPD