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Svetlana Maksimovic

Wells Fargo Clearing Services, LLC

Sacramento, CA

Folsom, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-01-11
  • CA RA
    APPROVED
    Since 2021-01-11

Branch Locations

400 Capitol Mall Ste 1700 [Nm-Rbo], Sacramento, CA 95814 • United States

1113 E Bidwell St, Folsom, CA 95630 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Fair Oaks CA 05/2016 11/2016
Wells Fargo Bank, Na Orangevale CA 05/2014 Present
Wells Fargo Clearing Services, Llc Orangevale CA 11/2016 Present
  • 05/2016 → 11/2016
    Wells Fargo Advisors Llc
    Fair Oaks, CA
  • 05/2014 → Present
    Wells Fargo Bank, Na
    Orangevale, CA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Orangevale, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-09
S63 Uniform Securities Agent State Law Examination 2016-07-13
  • S66 Uniform Combined State Law Examination
    2021-01-09
  • S63 Uniform Securities Agent State Law Examination
    2016-07-13

View on SEC IAPD

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Other Offices

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LPL FINANCIAL LLC · SACRAMENTO, CA
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WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SACRAMENTO, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SACRAMENTO, CA
LPL FINANCIAL LLC · SACRAMENTO, CA
ROBERT W. BAIRD & CO. INCORPORATED · SACRAMENTO, CA

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