Best Investors Account Sign in

Katie Laray Altomare

Wells Fargo Clearing Services, LLC

Fresno, CA

Sonora, CA

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-12-03
  • CA RA
    APPROVED
    Since 2020-12-03

Branch Locations

6781 N Palm Ave Ste 201 [Nt/Nv-Rbo], Fresno, CA 93704 • United States

13761 Mono Way Ste B, Sonora, CA 95370 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Sonora CA 05/2016 11/2016
Wells Fargo Bank, Na Sonora CA 11/2014 Present
Wells Fargo Clearing Services, Llc Sonora CA 11/2016 Present
  • 05/2016 → 11/2016
    Wells Fargo Advisors Llc
    Sonora, CA
  • 11/2014 → Present
    Wells Fargo Bank, Na
    Sonora, CA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Sonora, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-03
S63 Uniform Securities Agent State Law Examination 2016-11-16
  • S66 Uniform Combined State Law Examination
    2020-12-03
  • S63 Uniform Securities Agent State Law Examination
    2016-11-16
Other Names
  • Katie Altomare

View on SEC IAPD

Other Firms

MORGAN STANLEY
RBC CAPITAL MARKETS, LLC
USI ADVISORS
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
PERENNIAL FINANCIAL SERVICES
LPL FINANCIAL LLC
BEACON POINTE ADVISORS, LLC
MOTIV8 INVESTMENTS LLC

Other Investors

JASON RICHARD AHRONIAN
JEBBER JAKE COZZI
DAVID NEAL BAKER
Marc A Maguire
SCOTT PATRICK YOUNG
Kimberly Jean Gambero
ANTOINETTE ROBINSON
Cherlyn S Rugg

Other Offices

MORGAN STANLEY · Fresno, CA
RBC CAPITAL MARKETS, LLC · FRESNO, CA
USI ADVISORS · Fresno, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FRESNO, CA
PERENNIAL FINANCIAL SERVICES · Fresno, CA
PERENNIAL FINANCIAL SERVICES · Fresno, CA
LPL FINANCIAL LLC · FRESNO, CA
BEACON POINTE ADVISORS, LLC · FRESNO, CA

More in Fresno, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor